Compliance Analyst
Neo Financial
Join us to build a more rewarding financial future for all Canadians
At Neo, we’re on a mission to build a more rewarding financial future for all Canadians. Life at a rapidly expanding tech startup isn’t for everyone. It’s complex, fast-paced, high-pressure, but also incredibly fulfilling. Since its founding in 2019, Neo has gained incredible traction and is one of the fastest-growing fintech companies in Canada.
- #1 Fastest Growing Company in Canada for 2024 by Globe & Mail
- Deloitte’s Fast 50 in Canada Winner for 2023 and 2024
- LinkedIn’s Top Startup in Canada for 2022 and 2023
- Top-ranked mobile apps and credit cards
- Team of 700+ people
- 1M+ customers
- 10K+ retail partners
The Role
At Neo, we empower people to get the most out of their money and time. We're a tech company reimagining everyday banking from the ground up to create rewarding experiences and build community for all Canadians. We're looking for passionate go-getters who want to move fast and create a lasting impact.
Neo Financial is looking for a full-time Compliance Specialist to join our team in Calgary. Our compliance team navigates through a fast-paced environment and knows how to switch gears to adapt to any scenario. We strive to make things better, simpler and stronger. Make your mark by addressing the dynamic and ever changing landscape of risk and compliance, alongside some of Canada’s most successful leaders and tech minds.
What you'll be doing:
- Develop and maintain extensive knowledge of federal and provincial compliance laws and regulations applicable to Neo’s business
- Conduct and maintain up to date effectiveness testing and identify mitigating controls to ensure Neo’s residual risks are in line with its risk tolerance
- Support the execution of quarterly and annual audits of Neo’s compliance program, identifying gaps and creating remediation plans
- Facilitate compliance monitoring, risk assessments, analyze and prepare reports for audit compliance
- Perform vendor compliance due diligence and help monitor third party risk profiles
- Regularly review and update policies and processes to reflect the latest jurisdictional regulations and emerging risk and compliance best practices
- Collaborate in the investigation and response to compliance risk issues, regulatory inquiries, including preparing required documentation and making recommendations to senior management on how to proceed.
- Work closely with enterprise stakeholders to develop and maintain a cultural focus on compliance and maintain up to date compliance training documentation
- Additional ad hoc tasks as required by business needs
Who we are looking for:
- Understanding of regulatory compliance, risk management, or audit roles and responsibilities, preferably with knowledge of financial services
- A strong ability to build relationships as well as establish trust and credibility with your colleagues through excellent verbal, written, and interpersonal communication skills
- Experience working effectively in a team environment where flexibility, collaboration, and adaptability are important
- Possess strong organizational and prioritizing skills
- Have advanced Microsoft Office or G Suite skills
- Knowledge and/or experience with relevant legislation and regulation is an asset (i.e. PCI, SOC 2, FINTRAC, FCAC, PIPEDA, OSFI, CDIC; and/or the Ontario Securities Commission)
- Education: A bachelor's degree in a relevant field such as Business Administration, Commerce, Finance, or Accounting is required. Professional certifications such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) are considered a strong asset
Working at Neo:
The people who thrive at Neo are resourceful, growth-oriented, and driven to win. We hold ourselves to high standards because we’re on a mission that matters: to build a more rewarding financial future for all Canadians. As individuals and as a team, we constantly challenge ourselves and each other to do our best work for our customers. Our commitment to customer success drives everything we do, from building intuitive products to providing exceptional support at every step of their journey. If this resonates with you, keep reading.
We trust, respect, and support each other. This means honest conversations, constructive input, and continuous support. You’ll be surrounded by people who push you to be your best. We primarily collaborate in person across our Calgary, Winnipeg, and Toronto offices. As we evolve rapidly, we’re looking for change-makers who thrive on challenge—people who would rather blaze a trail through uncertainty than follow a well-paved path.
All team members have a stake in Neo’s success and earn meaningful equity through stock options. This ownership mindset is at the heart of everything we do — when Neo grows, we all grow. If you’ve heard that Neo employees work hard, it’s true. We hold ourselves accountable for delivering on our commitments to our customers, partners, and each other. Working at Neo means taking ownership of your work and driving results, knowing that your contributions directly impact the company’s success.
Apply with us:
We believe in equal opportunity and are committed to creating an inclusive climate where everyone can thrive. Customers trust us with their finances, so successful candidates for this position will be required to undergo a security screening, including a criminal records check and a credit check.
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